Sunday, May 8, 2016

2016 Republican Delegate Allocation: OREGON

This is part forty-seven of a series of posts that will examine the Republican delegate allocation rules by state. The main goal of this exercise is to assess the rules for 2016 -- especially relative to 2012 -- in order to gauge the potential impact the changes to the rules along the winner-take-all/proportionality spectrum may have on the race for the Republican nomination. For this cycle the RNC recalibrated its rules, cutting the proportionality window in half (March 1-14), but tightening its definition of proportionality as well. While those alterations will trigger subtle changes in reaction at the state level, other rules changes -- particularly the new binding requirement placed on state parties -- will be more noticeable. 

OREGON

Election type: primary
Date: May 17
Number of delegates: 28 [10 at-large, 15 congressional district, 3 automatic]
Allocation method: proportional
Threshold to qualify for delegates: 3.57%
2012: proportional primary

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Changes since 2012
Much of the delegate selection plan the Oregon Republican Party used in 2012 and has historically used in the post-reform era has carried over to 2016. That is largely a function of the significant overlap between the state party rules and state law in the Beaver state with respect to delegate allocation, selection and binding. States where that bond -- between rule and law -- is strong are states  that are more resistant to change than states where the state party rules and state law are more fully divorced from each other.

That is not to say that such a state cannot make changes to their state party rules that conflict with state law.1 Rather, their holding pat signals how entrenched/institutionalized the practice has become over time.

In Oregon, that is the case again in 2016. The allocation will again be proportional based on the statewide results as called for in state party bylaws and state law. The binding requirements will again hold delegates through the second ballot (with some conditional exceptions described below).

The one change made to the bylaws and/or special rules the ORGOP adopts every four years (as called for in those bylaws) is actually a recent one. Just this spring, the party made a change to its rules on allocation and binding. Triggered by the January memo from the Republican National Committee general counsel's office, Oregon, like many other states, had to tweak its rules regarding the allocation of the three automatic delegates in the Beaver state. Unlike past cycles and due to a change in the RNC binding requirements, those three party delegates have to be allocated and bound in some manner based on any statewide preference vote.

Rather than just 25 delegates, all 28 Oregon delegates will be proportionally allocated based on the results of the May primary. Also, as Oregon Republican Party Chair Bill Currier notes, those three delegates -- the state party chair, the national committeeman and national committeewoman -- are likely to fill three of the slots allocated to the winner of the primary. To be clear, those three delegates will fill three of the slots allocated to the winner. That is different than them being separately -- as a bloc of three -- to the winner. Very simply, the automatic delegates are part of the total pool of delegates to be allocated.


Thresholds
Functionally, the allocation process in Oregon approximates the language of the delegate selection rules in NevadaAny candidate who receives less than the percentage required for one Delegate will receive no Delegates. That is essentially how the process will operate in Oregon. For every 3.57% of the vote a candidate receives statewide in the primary, the candidate will be allocated one delegate.


Delegate allocation (at-large, congressional district and automatic delegates)
The Oregon Republican approach to proportional allocation is a bit different from that described in other proportional states in this series. The crux of the difference is the allocation equation. In most other states, the equation amounts to something like this:
Delegates allocated to candidate X equals candidate X's votes divided by the total number of statewide votes. That ratio is then multiplied by the total number of delegates at stake. 
In Oregon, however, that equation is replaced by a more stepwise method. The ratio is still the same -- candidate vote share divided by total votes cast -- but that percentage is divided by the 3.57 "threshold". That -- the 3.57 -- is what the ORGOP calls the "benchmark increment". It is not dissimilar to the incremental rounding threshold FHQ uses to describe the share a Democratic candidate would have to receive to round up to an additional delegate.

That process is done sequentially -- from the top finisher down -- until all of the delegates have been allocated. In doing so, the method the party is using eliminates the possibility of an overallocation. In the event, the allocation process works its way through the qualifying candidates and has unallocated delegates, then the procedure is to award delegate slots to the candidate closest to that benchmark increment.

If there are multiple unallocated delegates, then the allocation follows a sequence of proximity to that benchmark increment. The candidate closest to rounding up gets the first delegate, the next closest the next delegate and so on.


Binding
The form delegate candidates have to file with the Oregon Republican Party includes a section that not only requires those candidates to affiliate with a presidential candidate -- it requires them to state a preference -- but lays out the conditions of how long that pledge holds. As mentioned above, delegates if selected to attend the national convention are bound to the candidate to whom they have pledged through the first two ballots at the convention.

However, if the candidate to whom the delegate is pledged/bound is not on the ballot at the national convention (not placed in nomination), is released by the candidate before the balloting and/or does not receive 35 percent support on the first ballot, then the delegate is unbound. Typically in an environment with a presumptive nominee, this means that all of the delegates not bound to the presumptive nominee are freed by virtue of no other candidate appearing on the ballot (or their candidate releasing them). Yet, the bottom line here is that the two ballot requirement is less restrictive than meets the eyes. These exceptions greatly loosen that barrier.


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State allocation rules are archived here.


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1 Ultimately, state parties have the final say in matters of delegate selection. On the Republican side, the RNC give precedence to state party rules over state laws in any instance of conflict between the two. Additionally, it should noted that there are potential penalties associated with breaking with state law. A state party could take the matter to court as has been done in a number of cases in which state law has defined parameters of primary participation -- open or closed -- that conflict with the desired mix in the state party. This can also be seen in the maneuvering of dates on the primary calendar. A state party may want an early primary, but be stuck in a later date (as that is the timing defined by state law). Often the only alternative is for a state party to hold caucuses but on its own dime. Those financial costs -- disincentives -- can force a continued marriage between state law and state party rule.


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Recent Posts:
2016 Republican Delegate Allocation: WEST VIRGINIA

2016 Republican Delegate Allocation: NEBRASKA

2016 Republican Delegate Allocation: INDIANA

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Friday, May 6, 2016

2016 Republican Delegate Allocation: WEST VIRGINIA

This is part forty-six of a series of posts that will examine the Republican delegate allocation rules by state. The main goal of this exercise is to assess the rules for 2016 -- especially relative to 2012 -- in order to gauge the potential impact the changes to the rules along the winner-take-all/proportionality spectrum may have on the race for the Republican nomination. For this cycle the RNC recalibrated its rules, cutting the proportionality window in half (March 1-14), but tightening its definition of proportionality as well. While those alterations will trigger subtle changes in reaction at the state level, other rules changes -- particularly the new binding requirement placed on state parties -- will be more noticeable. 

WEST VIRGINIA

Election type: primary
Date: May 10
Number of delegates: 34 [22 at-large, 9 congressional district, 3 automatic]
Allocation method: loophole primary/winner-take-all
Threshold to qualify for delegates: n/a
2012: loophole primary

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Changes since 2012
The basic structure of the West Virginia Republican method of allocating, selecting and binding delegates to the 2016 Republican National Convention is the same as it was in 2012. The real election is still for the delegate candidates -- both at-large and in each of the three congressional districts -- directly elected on the primary ballot. In that way, the Mountain state is like Illinois (congressional district) before it. Delegate candidates file (or are filed by one of the presidential campaigns) to run for one of the 31 vacant delegate slots. Like Illinois, those delegate candidates are listed on the ballot with the presidential candidate's name (or uncommitted) next to theirs, and if elected are bound to that candidate at the convention.

Unlike the system out west in the Land of Lincoln, though, West Virginia Republicans elect both congressional district delegates and delegates at-large. The full allotment of at-large and congressional district delegates, then, is selected through direct election and bound based on any candidate affiliation made when the delegate candidates filed to run.

One other difference the West Virginia delegate selection process has with the one Illinois Republicans use is based on a rules change the WVGOP instituted for the 2016 cycle. The crux of the change is that the at-large delegates are not all that at-large anymore; at least not in the way that they have been in the past. For the 2016 cycle, those at-large delegates have been districtized or rather more appropriately countyized.

Let me explain. At-large delegates are delegates that are intended to be the top however many votegetters statewide in any selection process, whether primary or caucus/convention. Every voter votes on those positions. In a truly at-large system, that can result in an overly homogenized outcome. And that homogeneity tends to benefit some majority faction. In turn, that means that some geographic/regional, racial or political minority is disadvantaged in the process. Those groups end up not being represented in the government positions or delegate slots being filled.

Having a mixed system with both an at-large component and a congressional district element, as West Virginia Republicans have traditionally had, can overcome that problem. Can being the operative word. Those district delegates are supposed to ensure that there is at least some representation on the national convention delegation from all corners of the state. However, in West Virginia, there are only a handful of congressional district delegates -- nine across three districts -- and that does not always serve as a counterweight to the more than twice as many at-large delegates.

If, for instance, there are nine delegates from across the state and then 22 others elected statewide but predominantly from one populous area of the state, then the ultimate delegation is potentially lacking in diversity.1 This seems to have been the case with West Virginia delegations to past Republican National Conventions. More populous areas were simply overly represented on the delegation. In some respects, that is supposed to be the case, but the needle was pushed more toward a delegation predominantly made up of delegates from only a few concentrated areas.

By adding a new rule for 2016, the West Virginia Republican Party has attempted to better calibrate the representativeness of its delegation. New for this cycle, then, are restrictions on the selection of at-large delegates. There will be a fuller discussion of the exact nature of the effect of these changes below, but suffice it to say, those restrictions are intended to bring about a more regionally balanced West Virginia delegation.


Thresholds
As the delegates are directly elected in West Virginia, there are no thresholds that a candidate must reach in order to qualify for delegates. For the presidential candidates, banking bound delegates is entirely dependent upon whether delegate candidates affiliated with them are elected.


Delegate allocation (at-large delegates)
Contrary to how the process has worked in the past, the selection/election and allocation of at-large delegates in West Virginia for 2016 is not truly at-large. There are a couple of restrictions the WVGOP has newly placed on the selection of at-large delegates:
  1. After the top finisher -- the delegate candidate with the most votes statewide -- the top seven at-large finishers from each of the three congressional districts will win slots to the national convention.
  2. Additionally, there can be no more than two at-large delegates from any one county with the exception, again, of the top at-large delegate candidate votegetter statewide.  
This has several implications. First, each congressional district will have at least seven delegates; ten if one counts the three congressional district delegates that are also being . One of the three will have eight (or 11) delegates as a bonus for having the top, unrestricted votegetter statewide hail from there. This ends up being far less "at-large" and a lot more districted. It is a move that is somewhat reminiscent of Missouri Republicans shifting a couple of at-large delegates to each of the eight congressional districts in the Show-Me state allocation process. Yet, the West Virginia maneuver more overly districtizes their plan relative to Missouri.

There are also campaign strategic ramifications from this change. Rather than having the freedom to quickly go into a state and assemble an unrestricted slate of delegates as campaigns have done in the past, 2016 campaigns have to be an order of magnitude more savvy about the process. There are additional hoops to jump through in terms of cobbling together a slate of delegate candidates who reside in areas more uniformly distributed across districts and without too many from one county. Without wide support across a state, then, a campaign has to rely on a deeper level of connection and organization within the state of West Virginia in order to put together a winning and ultimately eligible delegation.

Those campaigns that do not pay attention to detail run the risk of having delegate candidates win more votes than other candidates, but losing out to popular losers because of potential regional clustering. The slate is too concentrated in one area, in other words, and thus does not qualify even if individual candidates from it receive more votes. If one presidential candidate has nine delegate candidates from one county, for example, then only two (or three if one of them is the top statewide finisher) would be able to sit in the final delegation.2


Delegate allocation (congressional district delegates)
Unlike the selection and allocation of the at-large delegates, the choosing of the congressional district delegates is more simplistic. There are no restrictions placed on the selection of those delegates. The top three finishers in each district -- among the congressional district delegate candidates3 -- are the three delegates who will represent the district at the national convention.


Delegate allocation (automatic delegates)
Finally, as opposed to past years, the West Virginia presidential preference vote in the primary will actually mean something. However, the upgrade is a minor one at best. As has been the case in a number of other states, the historical pattern has been to leave the three automatic delegates each state has unbound. A change in the binding rules and a further interpretation of them by the RNC general counsel's office has required states will ambiguous rules (with respect to the allocation of those party delegates) to allocate and bind them based on the statewide results. In most cases, that means treating those automatic delegates as if they are at-large delegates.

In West Virginia's case, though, that is impossible. The at-large delegates are directly elected on the primary ballot. Those automatic delegates are not. In such a scenario -- and it is a unique on to West Virginia -- those delegates are to be allocated to the statewide winner.

The winner of the preference vote -- typically a beauty contest vote -- will be allocated all three party delegates to add on to however many other aligned delegates have been elected.


Binding
There is some dispute over this between the RNC and the WVGOP, but the delegates are bound to the winning candidate (automatic delegates) or to the presidential candidate with whom they affiliated when filing to run as a delegate candidate. That bond, according to the RNC holds until the delegate is released. This is not a new interpretation on the part of the RNC. West Virginia delegates were similarly treated in 2012 as well: bound until released. The state party may be trying to toe the line in terms of talking up their unbound delegation, but the RNC will be treating them as bound at the Cleveland convention (unless the rules, particularly Rule 16, are changed).


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State allocation rules are archived here.


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1 Lacking and diversity are, of course, in the eye of the beholder in this case. One person's perception of diversity is another's conception of unfairness.

2 Most of these problems have been rectified by the Trump campaign dipping into some uncommitted delegate reserves aligned with the campaign.

3 Bear in mind that there are still distinct pools of delegate candidates here. There remain at-large and congressional district delegate candidates despite the restrictions placed on the election of the at-large delegates.


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Recent Posts:
2016 Republican Delegate Allocation: NEBRASKA

2016 Republican Delegate Allocation: INDIANA

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Tuesday, May 3, 2016

2016 Republican Delegate Allocation: NEBRASKA

This is part forty-five of a series of posts that will examine the Republican delegate allocation rules by state. The main goal of this exercise is to assess the rules for 2016 -- especially relative to 2012 -- in order to gauge the potential impact the changes to the rules along the winner-take-all/proportionality spectrum may have on the race for the Republican nomination. For this cycle the RNC recalibrated its rules, cutting the proportionality window in half (March 1-14), but tightening its definition of proportionality as well. While those alterations will trigger subtle changes in reaction at the state level, other rules changes -- particularly the new binding requirement placed on state parties -- will be more noticeable. 

NEBRASKA

Election type: primary
Date: May 10
Number of delegates: 36 [24 at-large, 9 congressional district, 3 automatic]
Allocation method: winner-take-all
Threshold to qualify for delegates: n/a
2012: caucus/convention/beauty contest primary

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Changes since 2012
There have been a number of changes since 2012 to the method by which Nebraska Republicans will select, allocate and bind delegates for 2016. Changes in national party rules and in state law prompted most of the alterations that been made over the last four years.

First, the custom in Nebraska has been to hold a primary as called for by state law, but to make its results only advisory to the selection of Republican national convention delegates. In other words, the sequence was to hold a May primary and then a July state convention. At the latter event, the national convention delegates were chosen (with the early primary election having no direct influence).

However, that practice, or rather that sequence, is not consistent with the delegate selection rules that came out of the 2012 Republican National Convention in Tampa. Under the revised Rule 16(a)(1), delegates are to be allocated and bound based on any statewide vote. Nebraska Republicans were sending bound delegates to past national conventions, but selecting those delegates at an event -- the state convention -- that essentially ignored the primary results. The change made in Tampa was intended to tie the allocation and binding to the most participatory election in a state.

That change served as a catalyst to state parties like those in Colorado, North Dakota and Wyoming, each of which opted to skip presidential preference votes at the beginning stages of their caucus/convention processes. Those moves were made in an attempt to preserve a tradition of sending unbound delegations to the national convention. Nebraska, though, does not fit into that category. The local practice among Republicans in the Cornhusker state has always been to send a bound delegation to the national convention, but select, allocate and bind those delegates in one fell swoop at the state convention.

The problem for NEGOP in the lead up to 2016 was that to comply with the newly tweaked national party rules, the state party either had to completely opt out of the statewide primary in May or to tie the results of the preference vote in that election into the delegate allocation and binding process. As it turned out, state government basically forced the hand of the state party by changing state law to require state parties to have the delegate allocation reflect the vote in the primary.

It was those changes -- to national party rules and state law -- that pushed the Nebraska Republican Party transition from a beauty contest primary to a winner-take-all primary election. The delegates to the national convention will still be selected at the state convention, but will be allocated based on the May 10 primary.

It should additionally be noted that in order to complete the delegate selection process in time for the July national convention, the state convention in Nebraska had to be shifted from July to the weekend after the primary in May. The primary/state convention sequence is still in place, but the meaning of the two contests has transformed and the window between them has significantly shrunk since 2012.


Thresholds
The move to a winner-take-all primary means that there is no threshold either for qualifying for delegates to trigger a winner-take-all allocation. Very simply, the plurality winner statewide is entitled to an allocation of all 36 Nebraska delegates.


Delegate allocation (at-large, congressional district and automatic delegates)
Win the most votes statewide and win all of the delegates. The statewide winner takes them all.


Binding
Nebraska delegates by state party rule are bound for two ballots at the national convention. The only exception to that is if the winning candidate to whom the Nebraska delegation has been bound receives less than 35 percent of the vote on the first ballot. They would become unbound early if those conditions were met.

The selection process is different in 2016 than it has been in the past. Though not a part of the section of the state party constitution pertaining to the selection of national convention delegates (Article VII, Section 3), the new winner-take-all provision the Nebraska GOP is utilizing this cycle is an extension of the broad powers granted to the Nebraska Republican Party State Central Committee in that section. Article VII, Section 3(f) allows the NEGOP SCC to adopt any rules to implement Section 3 so long as they are consistent with the national party rules and state law.

FHQ mentions that because the addendum to the constitution that lays out the winner-take-all allocation method also has a bearing on the selection process. The last sentence of the lone paragraph of guidance on the 2016 allocation method reads:
Only candidates for National Convention Delegate and Alternate Delegate who have been pledged to the Presidential candidate who won the Nebraska Primary may be elected to the National Convention.
All other descriptions of the selection process included in the Rule 16(f) filing the Nebraska Republican Party submitted to the Republican National Committee are silent on this matter. However, the above clause is restrictive, limiting the pool of delegates to those pledged to the primary winner.

Of course, there is something of an out buried in all of this. Before 2016, national convention delegate candidates had the option of filing as pledged to a candidate or simply uncommitted.1 That uncommitted option is gone for 2016. Instead, the form delegate candidates have to complete and submit to the state party require that candidate to either pledge to a particular candidate or to pledge to the winner of the primary. The latter is a kind of TBD -- to be determined -- option.

But what that means is that the winning candidate may or may not have delegates sympathetic to him or her at the national convention. A winning candidate having sincere delegates behind them long term at the convention is dependent upon how many of those delegates selected are specifically pledged to the winner. If they filed as Cruz or Kasich or Trump delegates, then yes, but if they filed as pledged to a winner to be determined later (via the primary), then they may not be as loyal.

The practical implication here is that if, say, Cruz wins the Nebraska primary, then the Trump and Kasich delegate candidates are sidelined. Only the Cruz and "pledged to the winner" delegate candidates would be eligible to be elected to one of the national convention delegate slots.

Again, regardless of that distinction, those 36 delegates are bound through at least one ballot and perhaps two if the Nebraska primary winner receives more than 35 percent on the the first vote.

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State allocation rules are archived here.


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1 An uncommitted delegate elected at the state convention would attend the national convention unbound.


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Recent Posts:
2016 Republican Delegate Allocation: INDIANA

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Saturday, April 30, 2016

2016 Republican Delegate Allocation: INDIANA

This is part forty-four of a series of posts that will examine the Republican delegate allocation rules by state. The main goal of this exercise is to assess the rules for 2016 -- especially relative to 2012 -- in order to gauge the potential impact the changes to the rules along the winner-take-all/proportionality spectrum may have on the race for the Republican nomination. For this cycle the RNC recalibrated its rules, cutting the proportionality window in half (March 1-14), but tightening its definition of proportionality as well. While those alterations will trigger subtle changes in reaction at the state level, other rules changes -- particularly the new binding requirement placed on state parties -- will be more noticeable. 

INDIANA

Election type: primary
Date: May 3
Number of delegates: 57 [27 at-large, 27 congressional district, 3 automatic]
Allocation method: winner-take-most/winner-take-all by congressional district
Threshold to qualify for delegates: n/a
2012: hybrid primary

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Changes since 2012
In 2012, Indiana was a kind of reverse of Pennsylvania in 2016. District delegates were allocated in a winner-take-all fashion to the victor in each congressional district. However, the at-large delegates were selected at the state convention and remained unbound at the national convention.1 Unlike Pennsylvania, though, the sort of plan Indiana Republicans used in 2012 does not cut it under the Republican National Committee delegate rules for 2016.

The difference?

The Pennsylvania congressional district delegates are directly elected on the primary ballot while the Indiana at-large delegates were selected at a state convention and left unbound in 2012 despite a statewide primary election. The former is a loophole, but the latter is not.

The solution the Indiana Republican Party arrived at for 2016 was to streamline the process; to yield to a more Wisconsin method of allocation. That is to say, the party shifted to a winner-take-all by congressional district method of awarding delegates. The winner of the congressional district continues to receive all three delegates. And now the statewide winner is allocated all at-large and automatic delegates.


Thresholds
As the Indiana plan mimics Wisconsin and others like it, the delegates are all given out to the winner statewide or in the nine congressional districts. There is no threshold.


Delegate allocation (at-large and automatic delegates)
Winning statewide in Indiana means taking 30 at-large and automatic delegates. That is a large bonus on top of any congressional district delegates won. The Hoosier state joins South Carolina as the only other winner-take-all by congressional district state where there are more at-large delegates on the line than congressional district delegates. All the others are blue states that lack the bonus delegate-inflated at-large totals that Indiana and South Carolina have.2


Delegate allocation (congressional district delegates)
Win the district, win the three delegates. That is the same as 2012 and has carried over to 2016.


Binding
Under the party rules in Indiana (Rules 10-2 and 10-6), all at-large and congressional district delegates are bound on the first ballot at the national convention. That binding holds as long as the candidate(s) to whom they are bound is still an active candidate at the national convention.

That binding rule does conflict with state law -- Indiana Code 3-8-3-11 -- with respect to the at-large delegates. However, despite the conflict, the RNC rules give precedence to the state party rule.


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State allocation rules are archived here.


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1 Actually, delegates were directly elected on the May primary ballot to attend the state convention and ratify the selection of those at-large delegates.

2 Missouri would have been in this category, but the party shifted a couple of at-large delegates to each congressional district, greatly diluting the at-large pool of delegates.

3 Given the December RNC memo, that at-large total includes the three automatic delegates as well.


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Tuesday, April 26, 2016

Colorado Bill to Restore Presidential Primary Introduced

Legislation has been introduced in the Colorado state House to bring a presidential primary back to the Centennial state for the first time since the 2000 election cycle.

HB 16-1454 would not only restore the presidential primary, but it would shift the decision about when to schedule the contest to the governor. The governor in consultation with the secretary of state would then have a window from the first, non-penalized date allowed by the national parties and a date no later than the third Tuesday in March in which to schedule the election. Consistent with the deadlines both national parties have, the bill calls for the decision on setting the date of the contest to be made before September 1 in the year prior to the presidential election.

Additionally and perhaps more interestingly, the bill allows unaffiliated voters to participate in the primary, but does this by allowing a temporary affiliation with one of the parties. That affiliation would expire 30 days following the presidential primary.

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NOTES:
  • Colorado joins Maine as another caucus state to examine switching (back) to a presidential primary. The Maine legislature has already passed legislation that has been signed into law to return to a presidential primary for the allocation national convention delegates to presidential candidates.
  • 2016 has been unusual in a number of ways. One of them is that legislation affecting caucuses and primaries often does not get acted on in presidential election years. This bill may go nowhere in Colorado, but it is another example of a caucus state reexamining the process.
  • The reason FHQ raises the specter of the bill going nowhere in Colorado is that is exactly what happened in 2015. A bill to restore the presidential primary died in committee, halted by mostly Republican proponents of the caucus system. 
  • Ceding the date-setting power to the governor is unusual, but not unheard of. Both Arizona and New Mexico have in the past given such authority to their governors. Typically, however, when a state legislature gives up the power to set the date of a presidential primary, it tends to shift it to another part of the state executive branch, the secretary of state (see Georgia and New Hampshire).
  • State parties are "entitled" to use the presidential primary so long as they have a qualified presidential candidate. However, they are not forced to use the primary. This leaves open the door to one or both parties maintaining a caucus/convention system. But Colorado is one of the rare states where state law affects the scheduling of presidential caucuses. 

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Thanks to Richard Winger at Ballot Access News for sending along news of the bill's introduction and Marilyn Marks for an earlier draft of the legislation.


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Monday, April 25, 2016

2016 Republican Delegate Allocation: RHODE ISLAND

This is part forty-three of a series of posts that will examine the Republican delegate allocation rules by state. The main goal of this exercise is to assess the rules for 2016 -- especially relative to 2012 -- in order to gauge the potential impact the changes to the rules along the winner-take-all/proportionality spectrum may have on the race for the Republican nomination. For this cycle the RNC recalibrated its rules, cutting the proportionality window in half (March 1-14), but tightening its definition of proportionality as well. While those alterations will trigger subtle changes in reaction at the state level, other rules changes -- particularly the new binding requirement placed on state parties -- will be more noticeable. 

RHODE ISLAND

Election type: primary
Date: April 26 
Number of delegates: 19 [10 at-large, 6 congressional district, 3 automatic]
Allocation method: proportional
Threshold to qualify for delegates: 10%
2012: proportional primary

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Changes since 2012
Though Rhode Island Republicans still operate under the banner of proportional allocation in 2016, much has ever so slightly changed since 2012 about its method of proportionality. The Republican delegation in the Ocean state is just 19 deep, and as FHQ has often said this cycle there are only so many ways that a small group of delegates can be awarded to candidates. Some similarly small states have historically been to be as close to winner-take-all as possible so as to maximize whatever influence they have over the process. Others -- and perhaps most fit into this category -- stick with tradition and use some form of proportional allocation. Often that tradition is rooted in a loose tie to originally Democratic-passed measures to comply with the DNC proportionality mandate.

But again, Rhode Island Republicans have not always used a straight proportional method directly consistent with the Democratic Party rules. Instead they have settled for a number of variations. Four years ago, for example, the proportionate method utilized by the party pooled the delegates for the allocation process. However, they were selected differently. The three party delegates were unbound as many were across the country in 2012, but of the remaining 16, eight were directly elected from one district and eight from the other.

That shifts in 2016. This time around, the RIGOP will split the delegates by type -- at-large/automatic and congressional district -- and proportionally allocate them to candidates based on the statewide or district level vote respectively. That means that tiny Rhode Island will have just one delegate less than New York available based on the statewide result, but without a similar winner-take-all trigger. Additionally, Rhode Island will carry 25 fewer congressional districts and thus lack the extra 75 district delegates New York had to offer. Those delegates also come with no winner-take-all trigger.

The selection is also different. Rather than being elected at the district level as in 2012, the 10 at-large delegates will be elected statewide, and voters within each district will directly elect three district delegates (rather than all selected in the congressional districts and allocated based on the statewide vote).

Finally, while there were efforts to change to a March primary through the state legislature in 2015, the fourth Tuesday in April primary persisted. That kept Rhode Island tethered to a cluster of regional contests that lost New York from 2012, but added Maryland for 2016.


Thresholds
This could just as easily have been added to the section on changes, but the threshold for qualifying for delegates also changed. FHQ spoke in 2012 about how Rhode Island differed from some of its neighbors in having a 15 percent threshold rather than requiring 10 percent to qualify (as Massachusetts and New Hampshire had in 2012). That was then.

Four years later, Rhode Island Republicans have lowered their threshold to 10 percent, which will virtually assure that most of the viable candidates will qualify for some of the 19 delegates. That additionally greatly lowers the type of surplus that the winner of the primary should expect to take from the Ocean state.

There is no winner-take-all threshold, but there is also no prohibition of a backdoor winner-take-all outcome. However, with such a low threshold, such an allocation is highly unlikely.


Delegate allocation (at-large and automatic delegates)
There are perhaps more questions than answers in the Rhode Island Republican Party rules on delegate allocation. The proportional allocation is clear enough, but neither the allocation equation nor the rounding rules are specified.

With respect to the allocation of the at-large and automatic delegates, the sorts of issues that might arise based on rounding -- namely how many delegates a candidate should have -- are deferred to the Credentials Committee of the state party. Questions would be handled by that group according to Rule 3.03.b.


Delegate allocation (congressional district delegates)
The at-large allocation is not the only process that produces question marks. Allocating congressional districts under the Rhode Island Republican plan is also overly simplistic and lacking in contingencies for particular outcomes (particularly those where fewer than three candidates qualify for delegates).

The default setting is based on an assumption that three candidates will clear the 10 percent threshold within a congressional district. There is no rounding involved and all three (or the top three) candidate each receive one delegate. That is true in all cases unless the congressional district winner receives 67 percent of the vote. That is enough to claim two of the delegates rather than just one. But the language of the rule is that a winning candidate in such a scenario would receive "at least" two delegates. This implies there is some potential for even further expansion of the district allocation, but the details are not clear. It could simply mean that a candidate who has won at least 67 percent of the vote reduces the likelihood that another candidate has cleared the 10 percent threshold. But since there is no prohibition of a backdoor winner-take-all outcome, the "at least" seems superfluous.

The RIGOP Credentials Committee would have initial jurisdiction on any rounding-related questions here as with at-large delegates.


Binding
In another change from 2012, members of the Rhode Island delegation will be bound in 2016 to the candidate to whom they have been allocated either until released by the candidate or until one ballot ha been cast at the national convention. The first condition was true in the last cycle, but the first ballot provision replaced one that required a 75 percent vote among the delegates bound to a particular candidate to release themselves (if not released by the candidate).

As stated above delegates are directly elected from slates filed by the campaigns (or as uncommitted) rather than selected through a caucus/convention process. Not only do the candidate have some say in filing a slate of delegates, but there is added insurance in this selection process.

Take for instance a scenario in which Candidate A wins 50 percent statewide followed by Candidate B with 30 percent and Candidate C with 20 percent. Assume also that seven delegates on Candidate B's slate are the top delegate votegetters statewide and that Candidate C has the next three highest finishers. This seems like a situation where Candidate A would have five delegates bound to him or her that would likely abandon Candidate A after a hypothetical inconclusive first ballot.

While this can happen in some states, the Rhode Island Republican rules prevent that outcome, giving the candidates a firmer grasp on their delegates following the primary. In the scenario mentioned above, Candidate B would have the top three finishers from the Candidate B slate as his or her three allocated delegates. The remainder would become alternates. The same would happen for Candidate C. Candidate A's delegate slots would be filled by Candidate A slate delegates. The only "damage" done to Candidate A is in the alternate delegate count. The lower down the finishing order Candidate A's delegates are, the less likely it is that Candidate A would have any alternates.

But among the top line of delegates, Candidate A's positions are guaranteed (as are Candidate B's and  Candidate C's).


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State allocation rules are archived here.


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Sunday, April 24, 2016

2016 Republican Delegate Allocation: PENNSYLVANIA

This is part forty-two of a series of posts that will examine the Republican delegate allocation rules by state. The main goal of this exercise is to assess the rules for 2016 -- especially relative to 2012 -- in order to gauge the potential impact the changes to the rules along the winner-take-all/proportionality spectrum may have on the race for the Republican nomination. For this cycle the RNC recalibrated its rules, cutting the proportionality window in half (March 1-14), but tightening its definition of proportionality as well. While those alterations will trigger subtle changes in reaction at the state level, other rules changes -- particularly the new binding requirement placed on state parties -- will be more noticeable. 

PENNSYLVANIA

Election type: primary
Date: April 26 
Number of delegates: 71 [14 at-large, 54 congressional district, 3 automatic]
Allocation method: winner-take-all (at-large/automatic), directly elected (congressional district)
Threshold to qualify for delegates: n/a
2012: loophole primary

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Changes since 2012
Looking back over the post-reform era, Pennsylvania is the model of consistency. On the calendar, the Keystone state has rarely packed it up and moved away from its traditional fourth Tuesday in April primary position. And even then, the only break in the pattern was a shift to just the first Tuesday in April for the 2000 cycle. For delegate allocation/selection, Pennsylvania Republicans have always used some variation of the loophole primary method that allows delegates to be directly elected.

However, it is on that front -- delegate allocation/selection -- where Pennsylvania Republicans have made some changes since 2012. The primary date is still the same, and the bigger question was how many states would join Pennsylvania, rather than whether and where the primary in the commonwealth would be moved.1 Yet, due to changes in the Republican National Committee delegate selection rules, Republican Party of Pennsylvania had to change business as usual for 2016.

The RNC -- or rather the delegates at the 2012 convention -- closed off many of the unbound delegate loopholes: eliminating non-binding caucuses and primaries. However, the national party allowed those states -- whether parties and/or governments -- to continue directly electing delegates and exempted any delegates that filed and ran as uncommitted delegates. If a delegate candidate in Illinois or West Virginia filed to run as a delegate aligned with Cruz or Kasich or Trump, then that delegate candidate from either of those states is bound to that candidate.

But Pennsylvania is different. The delegate candidates do not align with a campaign when filing and are uncommitted on the ballot. Directly elected congressional district delegates, then, are unbound. That is the same as it has always been in Pennsylvania, and the RNC change did not alter that.

What changed is the treatment of the similarly traditionally unbound at-large and automatic delegates. In the past, the at-large Pennsylvania delegates were selected by the PAGOP state central committee, but without regard for the vote in the primary election.2 Furthermore, those delegates were to remain unbound as if the primary had only been advisory at best or a beauty contest at worst.

Of course, that practice was and is not consistent with the changes to the national Republican delegate rules 2016. The Republican Party of Pennsylvania could leave well enough alone with the congressional district delegates, but had to tether the selection and allocation of the at-large and automatic delegates to the results of the statewide primary. Instead of being unbound as in 2012 (and before), those 17 delegates will be allocated to the winner of the Pennsylvania primary in 2016.

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One other small change is that there were a handful of two and four delegate congressional districts in 2012 to go along with mostly three delegate districts. There is complete uniformity across districts in 2016. All 18 will have three delegate slots at stake.


Thresholds
As the congressional district delegates are directly elected and the at-large and automatic delegates are allocated to the winner of the primary statewide, there are no thresholds at play in the Pennsylvania primary.


Delegate allocation (at-large and automatic delegates)
The 71 delegates are not pooled in Pennsylvania, and as such, different delegates are allocated/treated differently. Pennsylvania, like Illinois, South Carolina, Wisconsin and others both separately allocates at-large and automatic delegates and awards them all to the statewide winner.


Delegate allocation (congressional district delegates)
While the Pennsylvania process has a winner-take-all element to it, the plan also contains a wholly unique method of selecting -- not allocating -- congressional district delegates. Unlike other loophole primary states, Pennsylvania delegate candidates have no official affiliation with a particular presidential candidate or their campaign. That is official in that there is no pledge process associated with filing to run as a delegate candidate. As the delegate candidates are running as uncommitted -- unofficially pledged to a candidate or not -- they are treated as unbound by the RNC as a result. The 54 unbound delegates on the line in the primary in the Keystone state represents the largest cache of unbound delegates in any state. In light of the very close chase for 1237 delegates, that means that the election of these delegates takes on an added level of importance.

It is important to note that, though delegate candidates can pledge to a presidential candidate, that in no way binds them to that candidate. And while they can change their minds if/once elected, those delegates tend to be loyal to the candidate to whom they have pledged (if they have pledged).


Binding
It is clear, then, that the majority of delegates -- nearly three-quarters of them -- are unbound coming out of the Pennsylvania primary. Those congressional district delegates would be free to shift alliances with candidates before the convention and before the first ballot vote at the convention. However, the remaining 17 delegates will be locked in and bound to the winner of the statewide primary for the first ballot at the convention according to Rule 8.3 of the Rules and Bylaws of the Republican Party of Pennsylvania. Should the first ballot prove inconclusive -- no candidate gets to the 1237 delegates needed -- then those 17 delegates would become unbound and join the remainder of the Pennsylvania delegation in that distinction.

The at-large delegates will be selected by the Pennsylvania Republican state central committee at a previously scheduled May 21 meeting.


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State allocation rules are archived here.


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1 There was an effort to move the Pennsylvania primary from April to March that had the support of some Republicans in the state legislature, but that proposal faced opposition from both state parties and was basically dead on arrival in Harrisburg.

2 That is not a fair characterization of the process really. Typically, the selection of the at-large delegates has been done after the point at which a presumptive nominee had emerged. That places less emphasis on ensuring that delegate candidates are either proportionally is disproportionately selected from various competing campaigns when the end result is that everyone will head to the national convention to vote for the eventual nominee. In truth, the Pennsylvania primary has tended to be on or after the point at which a presumptive nominee has emerged. That, in turn, increases the likelihood that the Pennsylvania winner is the presumptive nominee and takes the bulk of the delegate to the national convention anyway.


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Saturday, April 23, 2016

Revisiting Rule 40

This past Thursday night my Twitter feed began filling up with links to Alexandra Jaffe's story on the impact of Rule 40(b) on John Kasich's chances at the Republican nomination in a contested convention. The heart of story is a three paragraph section:
But top RNC strategists confirmed to reporters Thursday at the committee's Spring Meeting that the 40b requirement amounts to little more than a technciality. Having your name put into nomination affords candidates a number of advantages, like space in the convention hall and a nominating speech. But it's not required to ultimately win the nomination. 
Under the current rules, even those candidates who don't meet the 8-state threshold can continue to amass delegate votes. And if they're able to cobble together the support of a majority of delegates — the magic 1237 number — they win, even if it's spread across all 50 states. 
Typical interpretations of Rule 40 assumed Kasich's campaign would somehow have to rewrite the convention rules to get the governor into contention for the nomination. That's a tall order for the campaign, as they'd have to pack the committee finalizing the convention rules with supporters, and both Cruz and Trump already have an advantage in that effort. Still, Rule 40b isn't final — the Convention Rules Committee will meet the week before the convention to finalize changes to the rules.
FHQ does not really see the news in this, and I certainly don't get the bit about the "typical interpretations of Rule 40".1

The truth of the matter is that the RNC has all along viewed the process as a resetting after every vote at the convention (should it progress beyond a first ballot vote). That would theoretically give candidates the chance to 1) qualify anew, 2) qualify for the first time or 3) even fail to qualify under the provisions of Rule 40(b) on subsequent ballots. Candidates like Kasich -- likely to fall short of the majority of delegates from at least eight states threshold on the first ballot -- have that opportunity because the number of unbound delegates increases as the number of ballots increase.2

Those free agent delegates, bound on the first or second or third ballot, can move away from the candidate to whom they were bound for a candidate such a delegate 1) preferred in going through the delegate selection process to become a national convention delegate (a sincere delegate), 2) supports for strategic reasons to prevent another candidate from claiming the nomination or 3) prefers because one candidate is viewed as more electable in the general election.

Combining those two factors -- a nomination reset and a growing number of unbound delegates over time -- means that Rule 40(b) was always less prohibitive than many have cast it. Unbound delegates can shift to candidates -- white knights, John Kasichs or otherwise -- and help them to form coalitions that not only qualify them under (a current or altered) Rule 40, but ideally surpass the 1237 threshold.

Kasich does not need rules changes. His campaign needs time at the convention; time measured in terms of the number of ballots cast. He will not qualify under the current Rule 40(b) and will not have 1237 delegates behind him.

Not on the first ballot anyway.

Rule 40(b) being in place or not does not change that reality. If Donald Trump gets to 1237, then there is little Kasich or anyone else can do on that first ballot. Should Trump fall short of that mark on the first ballot, then Ted Cruz seems well positioned to increase his number of delegates on a second vote and Kasich could potentially qualify (if enough unbound delegates come his way). Things moving down that path then puts a premium on the delegate selection process going on now. Those efforts affect how a second or third vote or beyond goes. When the bond disappears, those delegates are free to fit into the three categories described above (or others). The decision-making calculus changes for them.

But the bottom line here is Kasich's roadblock is not Rule 40(b). His roadblocks are the delegates he is not being allocated now and the selection process in which the Cruz campaign has jumped out to a lead. But if, as delegates become unbound at a hypothetical contested convention, Kasich amasses 1237 delegates, then yes, he, too, can become the Republican nominee.

That is a pretty steep climb though.


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Previous Post:
The Real Import of Rule 40 in 2016


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1 And this idea that someone can have the support of 1237 delegates distributed 50 states and not qualify under Rule 40(b). That seems quite far-fetched. Mathematically, it is possible, but it is not at all probable.

That RNC interpretation of Rule 40 is not shared by all. There are those who say the rule is silent to the matter of renomination (or second/second chance nominations) and others who take a harder line that the rule would limit the voting to just those who qualified under the provisions of Rule 40 before the first vote.


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Wednesday, April 20, 2016

2016 Republican Delegate Allocation: MARYLAND

This is part forty-one of a series of posts that will examine the Republican delegate allocation rules by state. The main goal of this exercise is to assess the rules for 2016 -- especially relative to 2012 -- in order to gauge the potential impact the changes to the rules along the winner-take-all/proportionality spectrum may have on the race for the Republican nomination. For this cycle the RNC recalibrated its rules, cutting the proportionality window in half (March 1-14), but tightening its definition of proportionality as well. While those alterations will trigger subtle changes in reaction at the state level, other rules changes -- particularly the new binding requirement placed on state parties -- will be more noticeable. 

MARYLAND

Election type: primary
Date: April 26 
Number of delegates: 38 [11 at-large, 24 congressional district, 3 automatic]
Allocation method: winner-take-most/winner-take-all by congressional district
Threshold to qualify for delegates: n/a
2012: winner-take-most primary

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Changes since 2012
The basic structure of how Maryland Republicans will select and allocate delegates to the national convention in 2016 is similar to 2012. How many delegates Maryland was apportioned by the Republican National Committee changed as did when the allocation will occur.

First of all, since 2012, Maryland voters elected a Republican governor. That increased the size of the Maryland Republican delegation from 37 in 2012 to 38 in 2016 under the apportionment formula the Republican National Committee utilizes.

Additionally, unlike four years ago, the Maryland primary is scheduled for the fourth Tuesday in April, a delay of three weeks as compared to 2012. The original motivation behind the move was to avoid an overlap between early voting ahead of a then-April 5 primary and Easter weekend. However, the originally called for one week delay would have created a conflict between the final certification of the primary vote two weeks later and the end of Passover. That forced a move of the primary back even further to the fourth Tuesday in April (which technically would fall during Passover week but would not delay the certification process). 

That new date had the added benefit of clustering the Maryland primary with a number of other mid-Atlantic and northeastern contests on the same day. While that in part shifted the Maryland primary from one smaller subregional cluster with Washington, DC in 2012 to another with more contests in 2016, Maryland will have been the most (bound) delegate-rich in each cluster.1

The result is that there are some changes in Maryland for 2016, but not with respect to the method of allocation (relative to 2012). It has more to do with the whens and how manys instead.


Thresholds
The Maryland Republican Party splits the allocation of its 38 delegates between the results both statewide and in the eight congressional districts. And since the plurality winner statewide and in the individual districts is allocated all of the delegates in that unit, there is no threshold to qualify for delegates.


Delegate allocation (at-large and automatic delegates)
Maryland is like Wisconsin and South Carolina in using the winner-take-most method of delegate allocation. That maintains a winner-take-all element to the allocation but requires a broader level of support statewide (across each of the congressional districts). Though the rules are the same the Badger and Palmetto states are a study in contrasts for how these rules tend to work. Trump enjoyed plurality support to varying degrees across South Carolina and parlayed that into a sweep of the delegates there. Cruz, on the other hand, won a plurality statewide, but found most of his support in and around Milwaukee. But he did not sweep the state as Trump overtook him in the 3rd and 7th districts to claim six delegates. In both cases, the statewide winner won the vast majority of delegates, but no winner under a winner-take-all by congressional district plan is not necessarily guaranteed all of them.

This is important when considering the at-large and automatic delegates allocated based on the statewide results. That group of delegates -- 14 in the case of Maryland -- basically serves as a (plurality) winner's bonus, one that gets tacked onto the delegate total amassed in the various congressional district races. And in a state with an even number of districts, that bonus can serve as a tiebreaker in the delegate count.


Delegate allocation (congressional district delegates)
As is the case statewide, the plurality winner in each of the congressional districts wins all three delegates in that district.


Binding
The Maryland Republican Party rules bind delegates to the statewide and/or congressional district winner(s) until:
  1. the candidate who has won those delegates releases them; 
  2. the candidate who has won those delegates receives less than 35% of the vote in the nomination vote at the national convention;
  3. or through two ballots at the national convention. 
One factor that makes Maryland different from South Carolina and Wisconsin is that the selection process is different. All three share a method of allocation, but in Maryland, the congressional district delegates and alternates are directly elected on the primary ballot (like in Illinois). Those delegate candidates have the option of filing as affiliated with a particular candidate (and to have the presidential candidate's name adjacent to the delegate candidate's name on the ballot), but that does not affect the binding in the Old Line state. Congressional district delegates, regardless of that affiliation, will be bound to the plurality winner of the congressional district unless or until one of the three conditions above is met.

At-large delegates contrarily are not directly elected. Rather, those 11 delegates are elected by the Maryland Republican Party state convention. Whereas the campaigns can directly facilitate the filing of congressional district delegates aligned with the campaign, those same campaigns do not necessarily have the same direct input or influence over the selection of the at-large delegates in Maryland.


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State allocation rules are archived here.


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1 Pennsylvania has nearly twice as many delegates as Maryland, but more than three-quarters of them are unbound.

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Tuesday, April 19, 2016

2016 Republican Delegate Allocation: DELAWARE

This is part forty of a series of posts that will examine the Republican delegate allocation rules by state. The main goal of this exercise is to assess the rules for 2016 -- especially relative to 2012 -- in order to gauge the potential impact the changes to the rules along the winner-take-all/proportionality spectrum may have on the race for the Republican nomination. For this cycle the RNC recalibrated its rules, cutting the proportionality window in half (March 1-14), but tightening its definition of proportionality as well. While those alterations will trigger subtle changes in reaction at the state level, other rules changes -- particularly the new binding requirement placed on state parties -- will be more noticeable. 

DELAWARE

Election type: primary
Date: April 26 
Number of delegates: 16 [10 at-large, 3 congressional district, 3 automatic]
Allocation method: winner-take-all
Threshold to qualify for delegates: n/a
2012: winner-take-all primary

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Changes since 2012
The aim often in states with small delegations is to maximize the impact of a contest by using winner-take-all rules (rather than proportionally dividing up a small number of delegates). That had traditionally been the case during competitive Republican cycles with the primaries in Washington, DC as well as in Delaware. Republicans in the First state were able to continue that tradition in 2012 when Democrats in control of the state government moved the primary from early February to late April. The late April date fell outside of the proportionality window and allowed Delaware Republicans to allocate the full allotment of delegates to the winner.

That has been the way of things in Delaware stretching back to 1996 when the Delaware primary was created. It was winner-take-all in 2012 and will be again in 2016. That is a long way of saying that nothing has changed in Delaware for the 2016 cycle.

Well, one thing has changed. Rather than allocating 17 delegates as was the case four years ago, First state Republicans will only allocate 16 delegates to the winner of the April 26 primary.


Thresholds
As Delaware is a winner-take-all contest -- the fourth on the calendar and first since Arizona -- there are no thresholds to qualify for delegates.


Delegate allocation (at-large, congressional district and automatic delegates)
This, too, is easy enough to interpret. At a minimum, the plurality winner of the Delaware primary will be allocated all 16 of the national convention delegates apportioned to the state by the RNC.


Binding
According to Article XI, Section 3 of the the Delaware Republican Party bylaws:
"On the first ballot for the National Party's presidential candidate at the Republican National Convention, each delegate or alternate entitled to vote shall vote for the candidate who wins a plurality of the votes cast in the presidential primary..."
The only exception to that is in the event that the winning candidate in Delaware withdraws from the race prior to the convention and/or releases his or her delegates. In that case, the rules unbind the delegates, allowing them to vote for a candidate of their preference. However, given that the Delaware primary is on the back half of the calendar and the field of candidates has winnowed, it is less likely that the winner will relinquish his delegates prior to the first ballot vote.

A slate of 16 delegates is selected by the Delaware Republican Party Executive Committee, presented to and voted on by the state convention. Importantly, Article XI, Section 4 of the state party bylaws states that, "Presidential candidates shall not nominate or propose any delegates or alternate delegates."

As such, Delaware is another example of a state where the candidates and their campaigns have no direct influence over the delegate selection process. In fact, in Delaware, the candidates are at the mercy of the state party with respect to the selection process.


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State allocation rules are archived here.


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